Michael Sullivan, financial advisor North Dartmouth MA
93 score

Michael Sullivan

CRD Number: 1026751
Current Firm: Morgan Stanley

Michael Sullivan (CRD# 1026751) is an Investment Advisor Representative working at Morgan Stanley in North Dartmouth, MA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney North Darmouth, MA Jun 2009 - Current 7
Morgan Stanley & Company, Incorporated North Darmouth, MA Apr 2007 - Current 9
Morgan Stanley Dw Inc. N. Dartmouth, MA Feb 2000 - Apr 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1982
S66 NASAA Uniform Combined State Law Examination Jul 2013
Contact Info for Michael G. Sullivan
Phone Number: 914-225-5510
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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