David ZaneCRD Number: 5328291
Current Firm: Pnc Investments
David Zane (CRD# 5328291) is an Investment Advisor Representative working at Pnc Investments in North East, MD and has over 9 years of experience in the finance industry.
Affinity Wealth Management, Inc.
Planning Directions, Inc.
Woodbury Financial Services, Inc.
|Pnc Investments||Pittsburgh, PA||Jul 2011 - Current||5|
|Rbc Capital Markets Corp||Philadelphia, PA||Apr 2008 - Jul 2011||3|
|Morgan Stanley & Company, Incorporated||Wilmington, DE||Jul 2007 - Apr 2008||< 1|
|Swarthmore Financial Svcs||New Castle, DE||Feb 2007 - Jul 2007||< 1|
|Bank Of America||Wilmington, DE||Nov 1993 - Feb 2007||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management11,195MILLIONS
Total Number of Accounts78,826ACCOUNTS
Average Account Value$142,023
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV