David Zane, financial advisor North East MD
71 score

David Zane

CRD Number: 5328291
Current Firm: Pnc Investments

David Zane (CRD# 5328291) is an Investment Advisor Representative working at Pnc Investments in North East, MD and has over 9 years of experience in the finance industry.

Similar Advisors
Peter Gaertner, financial advisor North East MD
Peter F. Gaertner
CRD# 5715758
Affinity Wealth Management, Inc.
Score
103
Similar Advisors
Frederick Dunbar, financial advisor North East MD
Frederick J. Dunbar
CRD# 1011229
Planning Directions, Inc.
Score
101
Similar Advisors
Jeffrey Kropp, financial advisor North East MD
Jeffrey M. Kropp
CRD# 5107430
Woodbury Financial Services, Inc.
Score
100
Company Name Location Dates Years
Pnc Investments Pittsburgh, PA Jul 2011 - Current 5
Rbc Capital Markets Corp Philadelphia, PA Apr 2008 - Jul 2011 3
Morgan Stanley & Company, Incorporated Wilmington, DE Jul 2007 - Apr 2008 < 1
Swarthmore Financial Svcs New Castle, DE Feb 2007 - Jul 2007 < 1
Bank Of America Wilmington, DE Nov 1993 - Feb 2007 13
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for David M. Zane
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from David Zane and other advisors.
BADGES
71

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.