Laura PalumboCRD Number: 1262003
Current Firm: Cetera Advisor Networks LLC
Laura Palumbo (CRD# 1262003) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in North Haven, CT and has over 22 years of experience in the finance industry. Laura Palumbo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Sagepoint Financial, Inc.
Halsey Associates Inc.
Kanner Financial Services LLC
|Cetera Advisor Networks LLC||El Segundo, CA||Sep 2013 - Current||3|
|Walnut Street Securities, Inc.||St. Louis, MO||Aug 2003 - Aug 2013||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1994|
|S65||NASAA Investment Advisors Law Examination||Nov 1999|
Total Assets Under Management16,791MILLIONS
Total Number of Accounts70,113ACCOUNTS
Average Account Value$239,482
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV