Barbara Kogen (CRD# 4413441) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in West Hills, CA and has over 22 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Dec 2023 - Current | < 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Dec 2023 - Current | < 1 |
| Symphonic Financial Advisors LLC | New York, NY | Feb 2007 - Dec 2023 | 16 |
| Symphonic Securities LLC | New York, NY | Feb 2007 - Dec 2023 | 16 |
| Rim Securities LLC | New York, NY | Feb 2007 - Jan 2015 | 7 |
| Nsbn LLP | Beverly Hills, CA | Aug 1992 - Jan 2015 | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2001 |
- CA
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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