Saimir Prapaniku, financial advisor North Hollywood CA
83 score

Saimir Prapaniku

CRD Number: 5499421
Current Firm: U.s. Bancorp Investments, Inc.

Saimir Prapaniku (CRD# 5499421) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in North Hollywood, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Westlake Village, CA Jun 2013 - Current 3
Invest Financial Corp. Thousand Oaks, CA May 2012 - Jun 2013 1
Logix Federal Credit Union Thousand Oaks, CA Apr 2012 - Jun 2013 1
Chase Investment Services Corp Westlake Village, CA Apr 2010 - May 2012 2
Jpmorgan Chase Bank Westlake Village, CA Mar 2010 - May 2012 2
Boccaccios Restaurant Westlake Village, CA Apr 2004 - Feb 2011 6
World Group Securities, Inc. Woodland Hills, CA Dec 2007 - Dec 2009 2
World Financial Group Woodland Hills, CA Dec 2007 - Dec 2009 2
First National Merchant Calabasas, CA Jun 2008 - Jun 2009 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2008
S65 NASAA Investment Advisors Law Examination May 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Saimir A. Prapaniku
Phone Number: 800-888-4700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    5,065
    MILLIONS
  • Total Number of Accounts
    24,670
    ACCOUNTS
  • Average Account Value
    $205,313
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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