James Simpson, financial advisor North Las Vegas NV
93 score

James Simpson

CRD Number: 3159520
Current Firm: Cuso Financial Services, LP

James Simpson (CRD# 3159520) is an Investment Advisor Representative working at Cuso Financial Services, LP in North Las Vegas, NV and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Cuso Financial Services, LP San Diego, CA Mar 2009 - Current 7
Intouch Credit Union Plano, TX Dec 2008 - Current 8
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Flower Mound, TX Aug 2007 - Nov 2008 1
Swbc Investment Services LLC San Antonio, TX Jan 2007 - Aug 2007 < 1
Financial Network Investment Corp. San Antonio, TX Jul 2000 - Dec 2006 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1999
S65 NASAA Investment Advisors Law Examination Mar 2003
Contact Info for James A. Simpson
Phone Number: 858-530-4400
Firm Website: https://cusonet.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,812
    MILLIONS
  • Total Number of Accounts
    14,085
    ACCOUNTS
  • Average Account Value
    $128,623
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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