Garret Locke, financial advisor Cedar Rapids IA

Garret Locke

CRD Number: 6818550
Current Firm: Lpl Financial LLC

Garret Locke (CRD# 6818550) is an Investment Advisor Representative working at Lpl Financial LLC in Cedar Rapids, IA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Cedar Rapids, IA May 2022 - Current 1
Cuna Mutual Group Waverly, IA May 2019 - Current 4
Cuna Brokerage Services, Inc. Waverly, IA May 2019 - Current 4
Thrivent Financial Appleton, WI Dec 2017 - May 2019 1
Thrivent Investment Management Inc. North Liberty, IA Aug 2017 - May 2019 1
Thrivent Financial Appleton, WI Aug 2017 - Dec 2017 < 1
Job Search Solon, IA Jun 2017 - Aug 2017 < 1
Iowa Lions Eye Bank (university Of Iowa) Coralville, IA Sep 1999 - Jun 2017 17
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2017
Contact Info for Garret Locke
Phone Number: 704-733-3300
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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