Todd BattagliaCRD Number: 1965041
Current Firm: Meg Green & Associates, Inc.
Todd Battaglia (CRD# 1965041) is an Investment Advisor Representative working at Meg Green & Associates, Inc. in North Miami Beach, FL and has over 24 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Sterne Agee Financial Services||Miami, FL||Aug 2012 - Current||4|
|Meg Green Inc. Dba Meg Green & Associates||North Miami Beach, FL||Feb 1999 - Current||17|
|Royal Alliance Associates, Inc.||N Miami Beach, FL||Feb 1999 - Aug 2012||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1992|
|S65||NASAA Investment Advisors Law Examination||Jan 1992|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management457MILLIONS
Total Number of Accounts602ACCOUNTS
Average Account Value$759,218
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, FL, GA, NC, NJ, NY, PA, TX