Darrel SmithCRD Number: 1003219
Current Firm: Royal Alliance Associates, Inc.
Darrel Smith (CRD# 1003219) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in North Platte, NE and has over 35 years of experience in the finance industry.
Principal Securities, Inc.
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Wells Fargo Advisors, LLC
|Royal Alliance Associates, Inc.||North Platte, NE||Nov 1989 - Current||27|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1982|
|S65||NASAA Investment Advisors Law Examination||Mar 2011|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops