Darrel SmithCRD Number: 1003219
Current Firm: Royal Alliance Associates, Inc.
Darrel Smith (CRD# 1003219) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in North Platte, NE and has over 36 years of experience in the finance industry.
Principal Securities, Inc.
Sii Investments, Inc.
Wells Fargo Advisors, LLC
|Royal Alliance Associates, Inc.||North Platte, NE||Nov 1989 - Current||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1982|
|S65||NASAA Investment Advisors Law Examination||Mar 2011|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops