Douglas Peterson (CRD# 1303079) is an Investment Advisor Representative working at Professional Financial Advisors, LLC in North Platte, NE and has over 39 years of experience in the finance industry. Douglas Peterson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6402180
Lpl Financial LLC
CRD# 1944848
Ameriprise Financial Services, LLC
CRD# 6322296
Edward Jones
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Priority Adult Learning Institute | North Platte, NE | Sep 2017 - Current | 6 |
| Donna's Office Services, LLC | North Platte, NE | Mar 2016 - Current | 8 |
| Professional Financial Advisors, LLC | North Platte, NE | May 2015 - Current | 8 |
| Professional Financial Advisors, LLC | North Platte, NE | Jan 2003 - Current | 21 |
| Sagepoint Financial, Inc. | Phoenix, AZ | Jan 2009 - Dec 2018 | 9 |
| Sagepoint Financial, Inc. | Phoenix, AZ | Apr 2010 - Nov 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1984 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NE
- TX
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Total Assets Under Management500MILLIONS
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Total Number of Accounts3,038ACCOUNTS
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Average Account Value$164,687
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
CO, KS, MO, NE, SD, TX, WY
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