Douglas Peterson, financial advisor North Platte NE
86 score

Douglas Peterson

CRD Number: 1303079
Current Firm: Professional Financial Advisors, LLC

Douglas Peterson (CRD# 1303079) is an Investment Advisor Representative working at Professional Financial Advisors, LLC in North Platte, NE and has over 32 years of experience in the finance industry. Douglas Peterson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Professional Financial Advisors, LLC North Platte, NE May 2015 - Current 1
Sagepoint Financial, Inc. Phoenix, AZ Jan 2009 - Current 7
Professional Financial Advisors, LLC North Platte, NE Jan 2003 - Current 13
Sagepoint Financial, Inc. Phoenix, AZ Apr 2010 - Nov 2015 5
Professional Financial Advisors, LLC North Platte, NE Feb 2003 - Apr 2010 7
Aig Financial Advisors, Inc. Phoenix, AZ Oct 2005 - Jan 2009 3
North Platte High School North Platte, NE Sep 2004 - May 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1984
S65 NASAA Investment Advisors Law Examination Sep 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Douglas D. Peterson
Phone Number: 308-534-8210
Firm Website:
Registered State(s):
  • CO
  • NE
  • KS
  • MO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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