Douglas Peterson, financial advisor North Platte NE
86 score

Douglas Peterson

CRD Number: 1303079
Current Firm: Professional Financial Advisors, LLC

Douglas Peterson (CRD# 1303079) is an Investment Advisor Representative working at Professional Financial Advisors, LLC in North Platte, NE and has over 33 years of experience in the finance industry. Douglas Peterson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Robert Phares, financial advisor North Platte NE
Robert A. Phares
CRD# 362226
Principal Securities, Inc.
Similar Advisors
Jack Engdahl, financial advisor North Platte NE
Jack D. Engdahl
CRD# 1776379
Sii Investments, Inc.
Similar Advisors
Harold Garden, financial advisor North Platte NE
Harold J. Garden
CRD# 1501006
Wells Fargo Advisors, LLC
Professional Designations
Company Name Location Dates Years
Professional Financial Advisors, LLC North Platte, NE May 2015 - Current 2
Sagepoint Financial, Inc. Phoenix, AZ Jan 2009 - Current 9
Professional Financial Advisors, LLC North Platte, NE Jan 2003 - Current 15
Sagepoint Financial, Inc. Phoenix, AZ Apr 2010 - Nov 2015 5
Professional Financial Advisors, LLC North Platte, NE Feb 2003 - Apr 2010 7
Aig Financial Advisors, Inc. Phoenix, AZ Oct 2005 - Jan 2009 3
North Platte High School North Platte, NE Sep 2004 - May 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1984
S65 NASAA Investment Advisors Law Examination Sep 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Douglas D. Peterson
Phone Number: 308-534-8210
Firm Website:
Registered State(s):
  • CO
  • NE
  • KS
  • MO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.