John SmithCRD Number: 1005687
Current Firm: Royal Alliance Associates, Inc.
John Smith (CRD# 1005687) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in North Platte, NE and has over 35 years of experience in the finance industry.
Principal Securities, Inc.
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Wells Fargo Advisors, LLC
|Royal Alliance Associates, Inc.||North Platte, NE||Nov 1989 - Current||27|
|First Nebraska Financial Services, Inc.||North Platte, NE||Jan 1981 - Current||36|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1982|
Total Assets Under Management4,629MILLIONS
Total Number of Accounts19,113ACCOUNTS
Average Account Value$242,202
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV