Thomas ObristCRD Number: 4564220
Current Firm: Professional Financial Advisors, LLC
Thomas Obrist (CRD# 4564220) is an Investment Advisor Representative working at Professional Financial Advisors, LLC in North Platte, NE and has over 15 years of experience in the finance industry.
Principal Securities, Inc.
Sii Investments, Inc.
Wells Fargo Advisors, LLC
|Professional Financial Advisors, LLC||North Platte, NE||Mar 2015 - Current||2|
|Sagepoint Financial, Inc.||North Platte, NE||Oct 2005 - Current||12|
|Dana F. Cole & Company||Lincoln, NE||Jan 1972 - Current||46|
|Sagepoint Financial, Inc.||North Platte, NE||Apr 2011 - Nov 2015||4|
|Professional Financial Advisors, LLC||North Platte, NE||Dec 2003 - Oct 2010||6|
|Aig Financial Advisors, Inc.||Phoenix, AZ||Oct 2005 - Jan 2009||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2002|
Total Assets Under Management58MILLIONS
Total Number of Accounts400ACCOUNTS
Average Account Value$145,000
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CO, KS, MO, NE