Joseph Johnson, financial advisor North Riverside IL
83 score

Joseph Johnson

CRD Number: 1412528
Current Firm: Raymond James Financial Services Advisors, Inc.

Joseph Johnson (CRD# 1412528) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in North Riverside, IL and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Riverside Financial Riverside, IL Aug 2012 - Current 4
Non-variable Insurance Glen Ellyn, IL Jul 2012 - Current 4
Johnson Financial Strategies North Riverside, IL Aug 2010 - Current 6
Real Estate Venice, FL Aug 2009 - Current 7
Raymond James Financial Services Advisors, Inc. Riverside, IL Jan 2009 - Current 7
Investment Centers Of Illinois Glen Ellyn, IL Oct 2008 - Current 8
Next Millennium, Inc. Glen Ellyn, IL Oct 2008 - Current 8
Raymond James Financial Services Glen Ellyn, IL Sep 2008 - Current 8
Chief Hockey Club Elmhurst, IL Sep 1999 - Apr 2010 10
Midwest Financial And Investment Services, Inc. Elmwood Park, IL May 2007 - Sep 2008 1
Midwest Bank Insurance Services Elmwood Park, IL Nov 2005 - Sep 2008 2
Raymond James Financial Services, Inc. Elmwood Park, IL Jan 1999 - May 2007 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1986
S65 NASAA Investment Advisors Law Examination Aug 1997
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joseph E. Johnson
Phone Number: 727-567-5877
Registered State(s):
  • IL
  • NM
  • LA
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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