Matthew Fatz (CRD# 4516534) is an Investment Advisor Representative working at Thrive Wealth Management, LLC in Audubon, PA and has over 21 years of experience in the finance industry. Matthew Fatz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Thrive Wealth Management | Audubon, PA | Apr 2019 - Current | 5 |
| United Capital Financial Advisers, LLC | Newport Beach, CA | Jun 2014 - Mar 2019 | 4 |
| Sei Investments Distribution Co | Oaks, PA | Jul 2010 - Jun 2014 | 3 |
| Sei Investments Management Corp | Oaks, PA | Jul 2010 - Jun 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2008 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2002 |
- PA
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Total Assets Under Management1,085MILLIONS
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Total Number of Accounts2,547ACCOUNTS
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Average Account Value$426,152
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CT, DE, FL, MA, MD, NC, NH, NJ, NY, PA, SC, TX, VA
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