Nancy Whittington, financial advisor North Wilkesboro NC
83 score

Nancy Whittington

CRD Number: 1365524
Current Firm: Eagle Strategies LLC

Nancy Whittington (CRD# 1365524) is an Investment Advisor Representative working at Eagle Strategies LLC in North Wilkesboro, NC and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Whittington & Associates North Wilkesboro, NC Sep 2015 - Current 1
Nylife Securities Inc. Greensboro, NC Apr 1985 - Current 31
N.y. Life Ins. Company Winston Salem, NC Mar 1985 - Current 31
Dw Benefits LLC Wildesboro, NC Mar 2009 - Nov 2013 4
Bw Financial Solutions North Wilkesboro, NC Apr 2009 - Oct 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1985
S65 NASAA Investment Advisors Law Examination Nov 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Nancy S. Whittington
Phone Number: (888) 695-3245
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    5,154
    MILLIONS
  • Total Number of Accounts
    29,837
    ACCOUNTS
  • Average Account Value
    $172,747
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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