Kristin SweisCRD Number: 5394163
Current Firm: Td Ameritrade, Inc.
Kristin Sweis (CRD# 5394163) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Northbrook, IL and has over 10 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Tdameritrade, Inc.||Northbrook, IL||Oct 2011 - Current||6|
|Unemployed||Lake Bluff, IL||Feb 2011 - Oct 2011||< 1|
|Merrill Lynch, Pierce, Fenner & Smith||Hopewell, NJ||Aug 2007 - Feb 2011||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY