Richard Harig, financial advisor Lenoir NC

Richard Harig

CRD Number: 871710
Current Firm: Legacy Resources

Richard Harig (CRD# 871710) is an Investment Advisor Representative working at Legacy Resources in Lenoir, NC and has over 29 years of experience in the finance industry. Richard Harig has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Great Point Capital, LLC Chicago, IL Jun 2018 - Current 5
Forum Financial Management, LP Lombard, IL Jan 2017 - Current 7
Legacy Resources, LLC Northbrook, IL Jan 1996 - Current 28
The Leaders Group, Inc. Littleton, CO Jul 2016 - Jun 2020 3
Efficient Capital Management Warrenville, IL Apr 2015 - Dec 2018 3
Liccar Securities & Custodial Services, LLC Chicago, IL Apr 2015 - Feb 2018 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1994
S65 NASAA Investment Advisors Law Examination Mar 1997
Contact Info for Richard D. Harig
Phone Number: 847-452-0347
Registered State(s):
  • IL
Current Firm Details
Legacy Resources
Firm's CRD Number: 123144
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

IL

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