Sanford Schmidt (CRD# 1163559) is an Investment Advisor Representative working at Catalyst Wealth Management in Northbrook, IL and has over 32 years of experience in the finance industry. Sanford Schmidt has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Leaders Group Inc. | Littleton, CO | Mar 2023 - Current | 1 |
| Schmidt Advisory Services Dba Catalyst Wealth Management | Chicago, IL | Oct 2016 - Current | 7 |
| Schmidt Financial Group | Northbrook, IL | Feb 1983 - Current | 41 |
| The Leaders Group Inc. | Littleton, CO | Oct 2020 - Dec 2020 | < 1 |
| The Leaders Group Inc. | Littleton, CO | Nov 2013 - Dec 2019 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1991 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management72MILLIONS
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Total Number of Accounts27ACCOUNTS
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Average Account Value$2,655,991
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
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- Portfolio management for individuals and/or small businesses
- Pension consulting services
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CA, FL, IL, TX
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