Roger Haag, financial advisor Norton Shores MI
96 score

Roger Haag

CRD Number: 1003116
Current Firm: Next Financial Group, Inc.

Roger Haag (CRD# 1003116) is an Investment Advisor Representative working at Next Financial Group, Inc. in Norton Shores, MI and has over 35 years of experience in the finance industry. Roger Haag has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Next Financial Group, Inc. Norton Shores, MI Aug 2013 - Current 3
Haag Financial Advisors Inc. Muskegon, MI Jul 1991 - Current 25
Fsc Securities Corporation Muskegon, MI Jul 1988 - Aug 2013 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1981
S65 NASAA Investment Advisors Law Examination Jul 2004
Contact Info for Roger D. Haag
Phone Number: 713-789-7122
Registered State(s):
  • AL
  • MI
By the Numbers
  • Total Assets Under Management
    1,564
    MILLIONS
  • Total Number of Accounts
    8,116
    ACCOUNTS
  • Average Account Value
    $192,726
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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