Roger Haag (CRD# 1003116) is an Investment Advisor Representative working at Lpl Financial LLC in Norton Shores, MI and has over 42 years of experience in the finance industry. Roger Haag has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4187403
Stewardship Trust Advisors
CRD# 2030049
Stewardship Trust Advisors
CRD# 6581230
Raymond James & Associates, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Norton Shores, MI | Feb 2020 - Current | 4 |
Haag Financial Advisors Inc. | Muskegon, MI | Jul 1991 - Current | 32 |
Investment & Retirement Consulting Group | Norton Shores, MI | Jul 1991 - Current | 32 |
Harbour Investments, Inc. | Madison, WI | Feb 2017 - Jan 2020 | 2 |
Next Financial Group, Inc. | Norton Shores, MI | Aug 2013 - Feb 2017 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 1981 |
S65 | NASAA Investment Advisors Law Examination | Jul 2004 |
- MI
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Total Assets Under Management368,019MILLIONS
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Total Number of Accounts1,688,501ACCOUNTS
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Average Account Value$217,956
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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