Stephen Kim, financial advisor Cerritos CA

Stephen Kim

CRD Number: 4724325
Current Firm: Sierra Madre Partners LLC

Stephen Kim (CRD# 4724325) is an Investment Advisor Representative working at Sierra Madre Partners LLC in Cerritos, CA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Sierra Madre Partners LLC Norwalk, CA May 2014 - Current 9
86research Ltd. Norwalk, CA Jun 2012 - Dec 2015 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2006
S65 NASAA Investment Advisors Law Examination Jun 2014
Contact Info for Stephen H. Kim
Phone Number: 562-888-0077
Registered State(s):
  • CA
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    9
    MILLIONS
  • Total Number of Accounts
    88
    ACCOUNTS
  • Average Account Value
    $104,987
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, LA, TX

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