John Davenport, financial advisor Norwalk CT
46 score

John Davenport

CRD Number: 1448999
Current Firm: Securities America Advisors, Inc.

John Davenport (CRD# 1448999) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Norwalk, CT and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Norwalk, CT May 2014 - Current 2
Securities America Advisors, Inc. Norwalk, CT May 2014 - Current 2
Fsc Securities Corporation Norwalk, CT Nov 2012 - May 2014 1
The Retirement Group LLC San Diego, CA Nov 2012 - Nov 2013 1
Sii Investments, Inc. White Plains, NY Jan 2007 - Nov 2012 5
Royal Alliance Associates, Inc. White Plains, NY May 2003 - Jan 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1994
S65 NASAA Investment Advisors Law Examination Apr 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John F. Davenport
Phone Number: 402-399-9111
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
46

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