Paul Giglio, financial advisor Norwell MA

Paul Giglio

CRD Number: 1656237
Current Firm: Rbc Capital Markets, LLC

Paul Giglio (CRD# 1656237) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Norwell, MA and has over 34 years of experience in the finance industry.

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Fidelity Personal And Workplace Advisors
Company Name Location Dates Years
City National Bank Norwell, MA Jul 2019 - Current 2
Rbc Capital Markets, LLC Norwell, MA Mar 2019 - Current 2
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Mar 2019 4
Morgan Stanley Smith Barney Boston, MA Jun 2009 - Mar 2019 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1987
S66 NASAA Uniform Combined State Law Examination Aug 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Paul G. Giglio
Phone Number: 212-858-7000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    146,593
    MILLIONS
  • Total Number of Accounts
    350,883
    ACCOUNTS
  • Average Account Value
    $417,783
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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