Peter Smith (CRD# 1020215) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Norwich, NY and has over 44 years of experience in the finance industry.
CRD# 2997972
Securities America Advisors, Inc.
CRD# 5065620
Milestone Consultants, Inc.
CRD# 5807031
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Norwich, NY | Mar 2020 - Current | 4 |
| Ameriprise Financial Services Inc. | Norwich, NY | Jun 2018 - Mar 2020 | 1 |
| Wells Fargo Clearing Services, LLC | Norwich, NY | Nov 2016 - Mar 2018 | 1 |
| Wells Fargo Advisors LLC | Norwich, NY | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1979 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1999 |
- NY
- TX
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Total Assets Under Management479,794MILLIONS
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Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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