Daniel Rosaschi, financial advisor Santa Rosa CA

Daniel Rosaschi

CRD Number: 5338760
Current Firm: Morgan Stanley

Daniel Rosaschi (CRD# 5338760) is an Investment Advisor Representative working at Morgan Stanley in Santa Rosa, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, N.a New York, NY May 2023 - Current < 1
Morgan Stanley Santa Rosa, CA Jul 2021 - Current 2
Wells Fargo Clearing Services, LLC Novato, CA Nov 2016 - Jul 2021 4
Wells Fargo Bank Na Novato, CA Nov 2013 - Jul 2021 7
Wells Fargo Advisors LLC Novato, CA Nov 2013 - Nov 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2007
S65 NASAA Investment Advisors Law Examination Sep 2013
Contact Info for Daniel S. Rosaschi
Phone Number: 914-225-5510
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,185,061
    MILLIONS
  • Total Number of Accounts
    2,233,188
    ACCOUNTS
  • Average Account Value
    $530,659
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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