Daniel Rosaschi, financial advisor Novato CA
93 score

Daniel Rosaschi

CRD Number: 5338760
Current Firm: Wells Fargo Advisors, LLC

Daniel Rosaschi (CRD# 5338760) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Novato, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Bank Na Novato, CA Nov 2013 - Current 3
Wells Fargo Advisors LLC Novato, CA Nov 2013 - Current 3
Unionbanc Investment Services Corona Del Mar, CA Aug 2012 - Nov 2013 1
Union Bank Corona Del Mar, CA Jul 2012 - Nov 2013 1
Wells Fargo Advisors, LLC Laguna Beach, CA Jan 2011 - Jul 2012 1
Wells Fargo Bank, N.a. Laguna Beach, CA May 2007 - Jul 2012 5
Wells Fargo Investments, LLC Laguna Niguel, CA Sep 2010 - Jan 2011 < 1
Wachovia Securities, LLC Sacramento, CA May 2007 - May 2009 2
First Nlc Financial Services Deerfield Beach, FL Jun 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2013
S63 Uniform Securities State Law Examination Jun 2007
Contact Info for Daniel S. Rosaschi
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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