Penny Bacharach, financial advisor Novato CA
96 score

Penny Bacharach

CRD Number: 1233412
Current Firm: Alpha Wealth Management And Planning LLC

Penny Bacharach (CRD# 1233412) is an Investment Advisor Representative working at Alpha Wealth Management And Planning LLC in Novato, CA and has over 30 years of experience in the finance industry. Penny Bacharach has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Alpha Wealth Management,llc Novato, CA Mar 2015 - Current 1
Lpl Financial, LLC N0vato, CA Jan 2005 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
S65 NASAA Investment Advisors Law Examination Aug 2000
Contact Info for Penny C. Bacharach
Phone Number: 415-506-4569
Firm Website: http://www.alphawmp.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    86
    MILLIONS
  • Total Number of Accounts
    617
    ACCOUNTS
  • Average Account Value
    $139,160
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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