Steven Lambert (CRD# 4662696) is an Investment Advisor Representative working at Slr Advisors in Santa Rosa, CA and has over 20 years of experience in the finance industry.
CRD# 4110124
Stifel, Nicolaus & Company, Incorporated
CRD# 5598677
Mai Capital Management, LLC
CRD# 2169633
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Slr Asset Management | Novato, CA | Jun 2013 - Current | 10 |
| Lpl Financial, LLC | Novato, CA | Apr 2012 - Jun 2023 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2003 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2005 |
- CA
-
Total Assets Under Management17MILLIONS
-
Total Number of Accounts88ACCOUNTS
-
Average Account Value$187,500
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
CA
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