Thupten Namgyal, financial advisor Novato CA
93 score

Thupten Namgyal

CRD Number: 5616297
Current Firm: Woodbury Financial Services, Inc.

Thupten Namgyal (CRD# 5616297) is an Investment Advisor Representative working at Woodbury Financial Services, Inc. in Novato, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Woodbury Financial Services, Inc. Costa Mesa, CA Mar 2014 - Current 2
First Investors Corporation Walnut Creek, CA Apr 2011 - Mar 2014 2
First Investors Pasadena, CA Oct 2008 - Mar 2011 2
Tibetan Arts Santa Monica, CA Jan 2007 - Nov 2008 1
Uc Santa Barbara Santa Barbara, CA Sep 2006 - Jun 2008 1
Forers Casino Los Angeles, CA Jul 2006 - Nov 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2009
S66 NASAA Uniform Combined State Law Examination Mar 2014
Contact Info for Thupten S. Namgyal
Phone Number: 800-800-2638
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,697
    MILLIONS
  • Total Number of Accounts
    14,956
    ACCOUNTS
  • Average Account Value
    $180,319
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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