Monica Knowles, financial advisor Novi MI
93 score

Monica Knowles

CRD Number: 1087761
Current Firm: Charles Schwab & Company, Inc.

Monica Knowles (CRD# 1087761) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Novi, MI and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Novi, MI Jun 2014 - Current 3
Morley Financial Services, Inc. Portland, OR Nov 2006 - Jun 2014 7
Princor Financial Services Corporation Portland, OR Sep 2007 - Sep 2012 5
Gartmore Distribution Services, Inc. Conshohocken, PA Jan 2007 - Aug 2007 < 1
J.p. Morgan Securities Inc. Detroit, MI Sep 2006 - Nov 2006 < 1
J.p. Morgan Securities Inc. Detroit, MI Jul 2006 - Nov 2006 < 1
Banc One Securities Corporation Detroit, MI May 2005 - Nov 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1994
S65 NASAA Investment Advisors Law Examination Mar 1997
Contact Info for Monica C. Knowles
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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