Brian Morgan, financial advisor Oak Brook IL
89 score

Brian Morgan

CRD Number: 6098662
Current Firm: Transamerica Financial Advisors, Inc.

Brian Morgan (CRD# 6098662) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Oak Brook, IL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Delta Strategic Services, Inc. Lake Zurich, IL Mar 2016 - Current < 1
Transamerica Financial Advisors, Inc. Oak Brook, IL Jun 2012 - Current 4
World Financial Group, Inc. Oak Brook, IL Jun 2012 - Current 4
Morgan Bradley Media Golden, CO Aug 2011 - Apr 2012 < 1
Cpi Supply Bedford, IN Jan 2010 - May 2011 1
Navistar International Warrenville, IL May 2004 - Dec 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2013
S65 NASAA Investment Advisors Law Examination Nov 2013
Contact Info for Brian Morgan
Phone Number: 727-299-1800
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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