Cody Carlson, financial advisor Oak Brook IL

Cody Carlson

CRD Number: 6641780
Current Firm: Fidelity Personal And Workplace Advisors

Cody Carlson (CRD# 6641780) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Oak Brook, IL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Brokerage Services LLC Oak Brook, IL May 2017 - Current 4
Eastern Illinois University Charleston, IL Sep 2016 - May 2017 < 1
Edward Jones Oswego, IL Jun 2016 - Aug 2016 < 1
Eastern Illinois University Charleston, IL Aug 2015 - Jun 2016 < 1
Nike, Inc. Aurora, IL Oct 2011 - Aug 2015 3
Eastern Illinois University Charleston, IL Aug 2014 - Jan 2015 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2017
S66 NASAA Uniform Combined State Law Examination Sep 2018
Contact Info for Cody A. Carlson
Phone Number: 617-563-7000
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    566,242
    MILLIONS
  • Total Number of Accounts
    1,216,586
    ACCOUNTS
  • Average Account Value
    $465,435
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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