James Davenport (CRD# 5741283) is an Investment Advisor Representative working at Compass Financial Management LLC in Sarasota, FL and has over 14 years of experience in the finance industry. James Davenport has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6120456
Sage Wealth Consulting, LLC
CRD# 1493667
Spire Wealth Management, LLC
CRD# 5983189
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Compass Financial Management LLC | Sarasota, FL | Sep 2023 - Current | < 1 |
| Sentinus LLC | Oak Brook, IL | Oct 2015 - Sep 2023 | 7 |
| Halo Securities LLC | Oak Brook, IL | Mar 2017 - Aug 2023 | 6 |
| Charles Schwab Bank | Park Ridge, IL | May 2013 - Nov 2015 | 2 |
| Charles Schwab & Company, Inc. | Park Ridge, IL | Dec 2009 - Nov 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2010 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2013 |
- FL
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Total Assets Under Management409MILLIONS
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Total Number of Accounts1,131ACCOUNTS
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Average Account Value$361,944
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, CO, CT, FL, IL, LA, MA, MN, NC, NH, NJ, NY, OH, PR, SC, TN, TX, WY
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