Jason St Charles, financial advisor Oak Brook IL
83 score

Jason St Charles

CRD Number: 5436446
Current Firm: Td Ameritrade, Inc.

Jason St Charles (CRD# 5436446) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Oak Brook, IL and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade, Inc. Oak Brook, IL Jul 2015 - Current 1
J.p. Morgan Securities LLC Chicago, IL Apr 2013 - Jul 2015 2
Pnc Investments Western Springs, IL Jun 2012 - Apr 2013 < 1
Pnc Investments Pittsburgh, PA Jun 2011 - Jun 2012 1
Le Cordon Bleu Pittsburgh, PA Jan 2010 - May 2011 1
The Capital Grille Pittsburgh, PA Apr 2010 - Mar 2011 < 1
Morgan Stanley Smith Barney Indianapolis, IN Jun 2009 - Dec 2009 < 1
Morgan Stanley Indianapolis, IN Nov 2008 - Dec 2009 1
Merrill Lynch Indinanapolis, IN Oct 2007 - Nov 2008 1
Student (indiana University) Kokomo, IN Aug 2006 - Oct 2007 1
Amli Carmel Center Carmel, IN Feb 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jason H. St Charles
Phone Number: (800) 669-3900
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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