Jose Lopez, financial advisor Oak Brook IL

Jose Lopez

CRD Number: 1474666
Current Firm: Cetera Advisor Networks LLC

Jose Lopez (CRD# 1474666) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Oak Brook, IL and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks El Segundo, CA Jan 2013 - Current 8
Financial Network El Segundo, CA Oct 2009 - Dec 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1986
S65 NASAA Investment Advisors Law Examination Jun 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Jose A. Lopez
Phone Number: 310-326-3100
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    25,829
    MILLIONS
  • Total Number of Accounts
    85,917
    ACCOUNTS
  • Average Account Value
    $300,627
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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