Judy GutierrezCRD Number: 5408222
Current Firm: Oneamerica Securities, Inc.
Judy Gutierrez (CRD# 5408222) is an Investment Advisor Representative working at Oneamerica Securities, Inc. in Oak Brook, IL and has over 7 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Oneamerica Securities||Oak Brook, IL||Sep 2015 - Current||1|
|American United Life||Oak Brook, IL||Aug 2015 - Current||1|
|Mariner Retirement Advisors||Leawood, KS||May 2014 - Aug 2015||1|
|Montage Securities||Leawood, KS||May 2014 - Aug 2015||1|
|Teocali Mexican Restaurant And Cantina||Kansas City, MO||Aug 2006 - Aug 2015||9|
|Montage Investments, LLC||Leawood, KS||Mar 2013 - Mar 2014||1|
|Montage Securities, LLC||Leawood, KS||Mar 2013 - Mar 2014||1|
|Unemployed||Leawood, KS||Dec 2012 - Mar 2013||< 1|
|Mbm Advisors||Houston, TX||Oct 2012 - Dec 2012||< 1|
|American Century Investment Services Inc.||Kansas City, MO||Sep 2007 - Sep 2012||5|
|Self-employed||Kansas City, MO||Jan 2009 - Jan 2010||1|
|The Law Offices Of James Manning, Pc||Kansas City, MO||Jan 2009 - Jan 2009||< 1|
|Northrop Grumman (contracted By The Uscis)||Kansas City, MO||Feb 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2009|
|S65||NASAA Investment Advisors Law Examination||Oct 2014|
Total Assets Under Management137MILLIONS
Total Number of Accounts1,944ACCOUNTS
Average Account Value$70,683
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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