Darin Cook, financial advisor Oak Harbor WA
83 score

Darin Cook

CRD Number: 1898749
Current Firm: Kms Financial Services, Inc.

Darin Cook (CRD# 1898749) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Oak Harbor, WA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Kms Financial Services, Inc. Seattle, WA Aug 2015 - Current 1
Wells Fargo Advisors Financial Network LLC Oak Harbor, WA Jul 2009 - Aug 2015 6
Edward D. Jones & Company, L.p. (250) Oak Harbor, WA Dec 2003 - Jul 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
S66 NASAA Uniform Combined State Law Examination Mar 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Darin D. Cook
Phone Number: [206]441-2885
Registered State(s):
  • GA
  • WA
  • OR
  • KS
By the Numbers
  • Total Assets Under Management
    5,174
    MILLIONS
  • Total Number of Accounts
    24,587
    ACCOUNTS
  • Average Account Value
    $210,434
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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