Darin Cook, financial advisor Oak Harbor WA

Darin Cook

CRD Number: 1898749
Current Firm: Lpl Financial LLC

Darin Cook (CRD# 1898749) is an Investment Advisor Representative working at Lpl Financial LLC in Oak Harbor, WA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Oak Harbor, WA Sep 2021 - Current < 1
Securities America, Inc. Oak Harbor, WA Nov 2020 - Sep 2021 < 1
Securities America Advisors, Inc. Oak Harbor, WA Nov 2020 - Sep 2021 < 1
Kms Financial Services, Inc. Seattle, WA Aug 2015 - Nov 2020 5
Wells Fargo Advisors Financial Network LLC Oak Harbor, WA Jul 2009 - Aug 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
S66 NASAA Uniform Combined State Law Examination Mar 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Darin D. Cook
Phone Number: 704-733-3300
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    268,834
    MILLIONS
  • Total Number of Accounts
    1,055,189
    ACCOUNTS
  • Average Account Value
    $254,773
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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