Christopher FarisCRD Number: 5057174
Current Firm: J.p. Morgan Securities LLC
Christopher Faris (CRD# 5057174) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Oak Hill, WV and has over 16 years of experience in the finance industry.
J.p. Morgan Securities LLC
United Brokerage Services Inc.
Wells Fargo Clearing Services, LLC
|J.p. Morgan Securities LLC||Oak Hill, WV||Oct 2012 - Current||9|
|Chase Investment Services Corp||Oak Hill, WV||Feb 2010 - Oct 2012||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2005|
|S66||NASAA Uniform Combined State Law Examination||Mar 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management188,264MILLIONS
Total Number of Accounts729,091ACCOUNTS
Average Account Value$258,218
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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