Roger Williams, financial advisor Oakdale MN

Roger Williams

CRD Number: 7118118
Current Firm: Thrivent Investment Management Inc.

Roger Williams (CRD# 7118118) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Oakdale, MN and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Thrivent Financial Appleton, WI Dec 2019 - Current 4
Thrivent Investment Management Inc. Oakdale, MN Jul 2019 - Current 5
Thrivent Financial Appleton, WI Aug 2019 - Dec 2019 < 1
Unemployed Stillwater, MN Feb 2019 - Jul 2019 < 1
Musicfirst New York, NY Jan 2017 - Feb 2019 2
Unemployed Hopkins, MN May 2015 - Jan 2017 1
Makemusic Eden Prairie, MN Mar 1992 - May 2015 23
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2019
Contact Info for Roger D. Williams
Phone Number: 800-847-4836
Firm Website: https://www.thrivent.com
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    14,814
    MILLIONS
  • Total Number of Accounts
    42,439
    ACCOUNTS
  • Average Account Value
    $349,060
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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