Mitchell NelsonCRD Number: 4541840
Current Firm: Cetera Advisors LLC
Mitchell Nelson (CRD# 4541840) is an Investment Advisor Representative working at Cetera Advisors LLC in Oakhurst, NJ and has over 14 years of experience in the finance industry.
Fxp Advisory Services
Jersey Shore Portfolio Management, LLC
Oceanic Capital Management LLC
|Cetera Advisors LLC||Denver, CO||Jan 2013 - Current||3|
|Penn Mutual Life Insurance||Horsham, PA||Mar 2012 - Current||4|
|Columbia University Exam Proctor||Oakhurst, NJ||Mar 2009 - Current||7|
|Multi-financial Securities||Denver, CO||Mar 2012 - Dec 2012||< 1|
|Hornor Townsend & Kent Inc.||Horsham, PA||Mar 2012 - Mar 2012||< 1|
|Wrp Investments, Inc.||Youngstown, OH||Mar 2011 - Mar 2012||1|
|Securities America, Inc.||La Vista, NE||Feb 2009 - Mar 2011||2|
|Everbank||Iselin, NJ||Feb 2009 - Mar 2011||2|
|Bni||Amesbury, MA||Apr 2008 - Mar 2010||1|
|Summit Brokerage Services||Red Bank, NJ||Jun 2007 - Feb 2009||1|
|Tfs Securities, Inc.||Lincroft, NJ||May 2002 - Jun 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2002|
|S65||NASAA Investment Advisors Law Examination||Mar 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management9,424MILLIONS
Total Number of Accounts47,356ACCOUNTS
Average Account Value$199,001
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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