David Carroll, financial advisor Orinda CA

David Carroll

CRD Number: 4077987
Current Firm: Palisade Financial

David Carroll (CRD# 4077987) is an Investment Advisor Representative working at Palisade Financial in Orinda, CA and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Palisade Financial Oakland, CA Jul 2011 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2000
S66 NASAA Uniform Combined State Law Examination Mar 2011
Contact Info for David J. Carroll
Phone Number: 415-203-6339
Registered State(s):
  • CA
Current Firm Details
Palisade Financial
Firm's CRD Number: 158695
By the Numbers
  • Total Assets Under Management
    54
    MILLIONS
  • Total Number of Accounts
    120
    ACCOUNTS
  • Average Account Value
    $450,000
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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