Fay Clinton, financial advisor Oakland CA
93 score

Fay Clinton

CRD Number: 1316900
Current Firm: Wells Fargo Advisors, LLC

Fay Clinton (CRD# 1316900) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Oakland, CA and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Walnut Creek, CA May 2013 - Current 4
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - May 2013 < 1
Financial Network El Segundo, CA Feb 2012 - Dec 2012 < 1
Valentine Wealth Management San Ramon, CA Dec 2011 - Feb 2012 < 1
Blackrock San Francisco, CA Mar 2011 - Dec 2011 < 1
Unemployed San Leandro, CA Jun 2010 - Mar 2011 < 1
Wells Fargo Advisors, LLC San Francisco, CA Feb 2010 - May 2010 < 1
Unemployed San Francisco, CA Jul 2009 - Feb 2010 < 1
Newedge Group San Francisco, CA Jun 2008 - Jun 2009 1
Ubs Financial Services Inc. Seattle, WA Aug 2007 - May 2008 < 1
Bear, Stearns & Company Inc. San Francisco, CA Oct 2003 - Jul 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2002
Contact Info for Fay M. Clinton
Phone Number: 314-875-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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