Hercules Rosario, financial advisor Oakland CA
88 score

Hercules Rosario

CRD Number: 6415813
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hercules Rosario (CRD# 6415813) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oakland, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek, CA Feb 2012 - Current 4
Bank Of America, N.a. Walnut Creek, CA Feb 2012 - Current 4
Custom Built Personal Training Concord, CA Jul 2009 - Feb 2012 2
In Shape Health Concord, CA Jan 2009 - Jul 2009 < 1
Mavericks Sports Concord, CA Dec 2007 - Jan 2009 1
Walgreens San Francisco, CA Jan 2007 - Dec 2007 < 1
Unemployed Unemployed, CA Jun 2006 - Jan 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2015
Contact Info for Hercules V. Rosario
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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