Jennifer James, financial advisor Oakland CA
81 score

Jennifer James

CRD Number: 6015452
Current Firm: H.d. Vest Advisory Services, Inc.

Jennifer James (CRD# 6015452) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Oakland, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
H.d. Vest Advisory Services Oakland, CA Feb 2013 - Current 5
H.d. Vest Investment Services Oakland, CA May 2012 - Current 5
Financial Fitness Center Oakland, CA Jan 2011 - Current 7
Bob Silver San Francisco, CA Jan 2009 - Current 9
Douglas Telecommunication, Inc. Larkspur, CA Jun 2007 - Jun 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Jennifer James
Phone Number: 972-870-6135
Firm Website: https://www.hdvest.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    12,278
    MILLIONS
  • Total Number of Accounts
    56,222
    ACCOUNTS
  • Average Account Value
    $218,381
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
81

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