Jennifer JamesCRD Number: 6015452
Current Firm: H.d. Vest Advisory Services, Inc.
Jennifer James (CRD# 6015452) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Oakland, CA and has over 5 years of experience in the finance industry.
Blossom Wealth Management, LLC
Fairway Asset Management, Inc.
Prosperity Financial Group, Inc.
|H.d. Vest Advisory Services||Oakland, CA||Feb 2013 - Current||4|
|H.d. Vest Investment Services||Oakland, CA||May 2012 - Current||5|
|Financial Fitness Center||Oakland, CA||Jan 2011 - Current||7|
|Bob Silver||San Francisco, CA||Jan 2009 - Current||9|
|Douglas Telecommunication, Inc.||Larkspur, CA||Jun 2007 - Jun 2010||3|
|Deborah Halley||Point Richmond, CA||Jan 2007 - Jun 2007||< 1|
|Robert Goldstein||San Francisco, CA||Sep 2006 - Jun 2007||< 1|
|Unemployed||Oakland, CA||Feb 2005 - Aug 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV