Sherwood Yuen, financial advisor Oakland CA

Sherwood Yuen

CRD Number: 4438121
Current Firm: Vanguard Personalized Indexing Managment, LLC

Sherwood Yuen (CRD# 4438121) is an Investment Advisor Representative working at Vanguard Personalized Indexing Managment, LLC in Oakland, CA and has over 20 years of experience in the finance industry.

Similar Advisors
John McNertney, financial advisor Oakland CA
John T. McNertney
CRD# 2289402
Polaris Wealth Advisory Group
Similar Advisors
William Browne, financial advisor Oakland CA
William S. Browne
CRD# 4461199
Monetary Management Corporation
Similar Advisors
Scott Yi, financial advisor Oakland CA
Scott A. Yi
CRD# 4983680
Perigon Wealth Management, LLC
Company Name Location Dates Years
Just Invest, LLC Oakland, CA May 2019 - Current 3
Just Invest Systems Inc. Oakland, CA Jan 2018 - May 2019 1
Independent Contractor Oakland, CA Sep 2016 - Jan 2018 1
Msci San Francisco, CA Jul 2015 - Sep 2016 1
Embee Mobile San Francisco, CA Jun 2011 - May 2015 3
Callan Associates San Francisco, CA Jun 2011 - Feb 2013 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2002
S65 NASAA Investment Advisors Law Examination Oct 2018
Contact Info for Sherwood Yuen
Phone Number: 510-462-5230
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,967
    MILLIONS
  • Total Number of Accounts
    635
    ACCOUNTS
  • Average Account Value
    $3,097,142
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

CA, PA, TX

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.