Mary James, financial advisor Ocala FL
72 score

Mary James

CRD Number: 1369633
Current Firm: Wealth With Wisdom Advisors, Inc.

Mary James (CRD# 1369633) is an Investment Advisor Representative working at Wealth With Wisdom Advisors, Inc. in Ocala, FL and has over 22 years of experience in the finance industry. Mary James has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wealth With Wisdom Advisors, Inc. North Palm Beach, FL Aug 2017 - Current < 1
Interfaith Foundation Ocala, FL Oct 2016 - Current 1
Laurel Lake Villas Owners Association Ocala, FL Dec 2015 - Current 2
Swp Group Inc. Ocala, FL Aug 2012 - Current 5
Prime Image Design LLC Ocala, FL Jun 2006 - Current 11
Guardian Life Insurance Company Of America Ocala, FL Nov 2004 - Current 13
Park Avenue Securities LLC Ocala, FL Apr 2005 - Aug 2017 12
Park Avenue Securities LLC Ocala, FL Nov 2004 - Aug 2017 12
Interfaith Emergency Services Operation Ocala, FL Nov 2008 - Dec 2014 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1995
S66 NASAA Uniform Combined State Law Examination Mar 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Mary L. James
Phone Number: 561-799-9778
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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