Mary James (CRD# 1369633) is an Investment Advisor Representative working at Colomb Investment Management Company, LLC in Ocala, FL and has over 28 years of experience in the finance industry. Mary James has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2882852
Pnc Investments
CRD# 6436659
J.p. Morgan Securities LLC
CRD# 5926598
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Colomb Investment Management Company, LLC | Metairie, LA | Jun 2023 - Current | < 1 |
Author | Ocala, FL | Nov 2022 - Current | 1 |
Touchstone Wealth Advisors LLC | Ocala, FL | Sep 2020 - Current | 3 |
Swp Group Inc. | Ocala, FL | Aug 2012 - Current | 11 |
Prime Image Design LLC | Ocala, FL | Jun 2006 - Current | 17 |
Touchstone Wealth Advisors LLC | Ocala, FL | Oct 2020 - Aug 2023 | 2 |
Mcbryar Advisory Services, Inc. | Bay Minette, AL | May 2022 - Oct 2022 | < 1 |
Laurel Lake Villas Owners Association | Ocala, FL | Dec 2015 - May 2021 | 5 |
Wealth With Wisdom Advisors, Inc. | Palm Beach Gardens, FL | Aug 2017 - Apr 2021 | 3 |
Interfaith Foundation | Ocala, FL | Oct 2016 - Aug 2018 | 1 |
Interfaith Emergency Services Corporation | Ocala, FL | Oct 2008 - Aug 2018 | 9 |
Park Avenue Securities LLC | Ocala, FL | Apr 2005 - Aug 2017 | 12 |
Park Avenue Securities LLC | Ocala, FL | Nov 2004 - Aug 2017 | 12 |
Guardian Life Insurance Company Of America | Ocala, FL | Nov 2004 - Mar 2017 | 12 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1995 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management2MILLIONS
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Total Number of Accounts7ACCOUNTS
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Average Account Value$228,571
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, FL, LA, MS, TX
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