Thomas Barton, financial advisor Oconomowoc WI

Thomas Barton

CRD Number: 4079032
Current Firm: Packerland Brokerage Services, Inc.

Thomas Barton (CRD# 4079032) is an Investment Advisor Representative working at Packerland Brokerage Services, Inc. in Oconomowoc, WI and has over 24 years of experience in the finance industry.

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Stifel, Nicolaus & Company, Incorporated
Company Name Location Dates Years
Packerland Brokerage Servies, Inc. Green Bay, WI Mar 2010 - Current 14
Blue Cross Blue Shield Hartland, WI Jun 2007 - Current 16
Anthem Blue Cross And Blue Shield Milwaukee, WI May 2007 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1999
S65 NASAA Investment Advisors Law Examination Aug 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas L. Barton
Phone Number: 920-662-9500
Registered State(s):
  • AZ
  • FL
  • ID
  • IL
  • IA
  • KS
  • MN
  • ND
  • OR
  • WI
By the Numbers
  • Total Assets Under Management
    930
    MILLIONS
  • Total Number of Accounts
    7,065
    ACCOUNTS
  • Average Account Value
    $131,629
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY

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