Richard Carlson, financial advisor Odessa FL
96 score

Richard Carlson

CRD Number: 1422347
Current Firm: Strategic Advisers, Inc.

Richard Carlson (CRD# 1422347) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Odessa, FL and has over 31 years of experience in the finance industry. Richard Carlson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Fidelity Tampa, FL Nov 2010 - Current 6
Unemployed Odessa, FL Oct 2010 - Nov 2010 < 1
Jupiter Distribution Partners, Inc. Greenacres, FL Apr 2010 - Sep 2010 < 1
Unemployed Odessa, FL Mar 2010 - Mar 2010 < 1
Sagepoint Financial Maitland, FL Jan 2010 - Feb 2010 < 1
Planmember Securitie Corporation Carpinteria, CA Aug 2009 - Dec 2009 < 1
Unemployed Odessa, FL May 2009 - Jul 2009 < 1
Russell Fund Distributors, Inc. Tampa, FL Apr 2006 - Apr 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1985
S66 NASAA Uniform Combined State Law Examination Jun 2009
Contact Info for Richard L. Carlson
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • FL
  • TX
  • GA
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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