Richard CarlsonCRD Number: 1422347
Current Firm: Strategic Advisers, Inc.
Richard Carlson (CRD# 1422347) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Odessa, FL and has over 31 years of experience in the finance industry. Richard Carlson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Fidelity||Tampa, FL||Nov 2010 - Current||5|
|Unemployed||Odessa, FL||Oct 2010 - Nov 2010||< 1|
|Jupiter Distribution Partners, Inc.||Greenacres, FL||Apr 2010 - Sep 2010||< 1|
|Unemployed||Odessa, FL||Mar 2010 - Mar 2010||< 1|
|Sagepoint Financial||Maitland, FL||Jan 2010 - Feb 2010||< 1|
|Planmember Securitie Corporation||Carpinteria, CA||Aug 2009 - Dec 2009||< 1|
|Unemployed||Odessa, FL||May 2009 - Jul 2009||< 1|
|Russell Fund Distributors, Inc.||Tampa, FL||Apr 2006 - Apr 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1985|
|S66||NASAA Uniform Combined State Law Examination||Jun 2009|
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV