Royce Richards, financial advisor Ogden UT

Royce Richards

CRD Number: 4492914
Current Firm: Raymond James Financial Services Advisors, Inc.

Royce Richards (CRD# 4492914) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Ogden, UT and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Services Advisors, Inc. Ogden, UT Jan 2009 - Current 15
Raymond James Financial Services, Inc. Ogden, UT Sep 2005 - Current 18
World Group Securities, Inc. Duluth, GA Apr 2002 - Current 21
Wfg Layton, UT Jun 2001 - Current 22
Acres Market Ogden, UT Oct 1998 - Current 25
Willard Bay Ranch Ogden, UT Jul 1996 - Current 27
Richards & Richards Ogden, UT Jun 1996 - Current 27
Wood Richard & Associates Ogden, UT Jan 1995 - Current 29
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Royce J. Richards
Phone Number: 727-567-3020
Registered State(s):
  • UT
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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