Steven Davis (CRD# 1890984) is an Investment Advisor Representative working at Avantax Advisory Services in Ogden, UT and has over 35 years of experience in the finance industry. Steven Davis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3037835
Rock House Financial
CRD# 1260613
Stratos Wealth Partners, Ltd
CRD# 5073773
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Steven | Ogden, UT | Jun 2007 - Current | 16 |
| Sjd Investments | Ogden, UT | May 2007 - Current | 16 |
| West Warren - Warren Water District | Ogden, UT | Mar 2004 - Current | 20 |
| Steven J, Davis | Ogden, UT | Mar 1996 - Current | 28 |
| Avantax Advisory Services | Ogden, UT | Feb 1995 - Current | 29 |
| Avantax Insurance Agency, LLC | Ogden, UT | Jul 1990 - Current | 33 |
| Steven J. Davis Financial Svcs | Ogden, UT | Oct 1988 - Current | 35 |
| Avantax Investment Services, Inc. | Ogden, UT | Oct 1988 - Current | 35 |
| West Haven City | West Haven City, UT | Oct 2007 - Dec 2018 | 11 |
| Plain City | Plain City, UT | Oct 2007 - Dec 2018 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1988 |
- UT
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Total Assets Under Management41,696MILLIONS
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Total Number of Accounts131,534ACCOUNTS
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Average Account Value$316,996
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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