Steven Garibay (CRD# 5627147) is an Investment Advisor Representative working at Brookstone Capital Management LLC in Dunedin, FL and has over 10 years of experience in the finance industry.
CRD# 3229164
Commonwealth Financial Network
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 843581
Financial Guidance Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Brookstone Capital Management | Wheaton, IL | Nov 2019 - Current | 4 |
| J.d. Mellberg Financial, LLC | Tucson, AZ | Jul 2017 - Current | 6 |
| Specialized Advisors, LLC | Dallas, TX | Feb 2019 - Oct 2019 | < 1 |
| Secure Investment Managment, LLC | Tucson, AZ | Sep 2017 - Feb 2019 | 1 |
| Massmutual Life Insurance Company | Oxnard, CA | Apr 2016 - Aug 2017 | 1 |
| Mml Investor Services Inc. | Oxnard, CA | May 2016 - Jul 2017 | 1 |
| The Prudential Insurance Company Of America | Ventura, CA | Jan 2014 - May 2016 | 2 |
| Pruco Securities LLC | Ventura, CA | Jan 2014 - May 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2016 |
| S63 | Uniform Securities State Law Examination | Nov 2013 |
- CA
- FL
-
Total Assets Under Management8,843MILLIONS
-
Total Number of Accounts68,500ACCOUNTS
-
Average Account Value$129,089
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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