Dennis Johnson (CRD# 2370640) is an Investment Advisor Representative working at Insurance & Wealth Advisors, LLC in Coolidge, AZ and has over 29 years of experience in the finance industry.
CRD# 5720193
Lpl Financial LLC
CRD# 5169178
J.p. Morgan Securities LLC
CRD# 3030493
State Farm Investment Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Insurance & Wealth Advisors | Phoenix, AZ | Apr 2020 - Current | 4 |
| Insurance & Wealth Advisors, LLC | Edmond, OK | Apr 2019 - Mar 2020 | < 1 |
| Tree Line Capital | Oklahoma City, OK | Jan 2017 - Apr 2019 | 2 |
| Wfg Investments, Inc. | Edmond, OK | Sep 2011 - Dec 2016 | 5 |
| Wfg Advisors, LP | Edmond, OK | Sep 2011 - Dec 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1994 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management2MILLIONS
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Total Number of Accounts20ACCOUNTS
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Average Account Value$100,000
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
AZ
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